Ernie Arnold

BS Business Management, Cal Poly Pomona 1976

Ernie Arnold brings 42 years of diversified experience in the Financial Industry – the first 21 years in
International Banking with Lloyds Bank California and Fleet National Bank, holding positions in auditing,
marketing, country risk assessment, and operations.  He then moved to the securities industry.  Before
becoming a financial advisor, Mr. Arnold served three firms as Financial Principal, Compliance Officer,
and Branch Manager.  In 2009 Mr. Arnold chose to serve individuals rather than companies. Ernie uses
his background in risk management and financial services to manage risk and personally build his clients
portfolio respecting their objectives and risk tolerance.